EUROPEAN COURT OF HUMAN RIGHTS
THIRD SECTION
CASE OF VON HANNOVER v. GERMANY
(Application no.
59320/00)
JUDGMENT
STRASBOURG
24 June 2004
This judgment
will become final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of
von Hannover v. Germany,
The European
Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Mr I. Cabral
Barreto, President,
Mr G. Ress,
Mr L. Caflisch
Mr R. Türmen
Mr B. Zupancic,
Mr J. Hedigan,
Mr K. Traja,
judges,
and Mr V. Berger,
Section Registrar,
Having
deliberated in private on 6 November 2003 and on 3 June 2004,
Delivers the
following judgment, which was adopted on the last-mentioned
date:
PROCEDURE
1. The case
originated in an application (no. 59320/00) against the Federal
Republic of Germany lodged with the Court under Article 34 of
the Convention for the Protection of Human Rights and
Fundamental Freedoms (“the Convention”) by a national of Monaco,
Caroline von Hannover (“the applicant”), on 6 June 2000.
2. The applicant
alleged that the German court decisions in her case had
infringed her right to respect for her private and family life
as guaranteed by Article 8 of the Convention.
3. The
application was allocated to the Fourth Section of the Court
(Rule 52 § 1 of the Rules of Court). Within that Section, the
Chamber that would consider the case (Article 27 § 1 of the
Convention) was constituted as provided in Rule 26 § 1.
4. On 1 November
2001 the Court changed the composition of its Sections (Rule 25
§ 1). This case was assigned to the newly composed Third Section
(Rule 52 § 1).
5. By a decision
of 8 July 2003, the Chamber declared the application admissible.
6. The applicant
and the Government each filed observations on the merits (Rule
59 § 1). In addition, comments were received from the
Association of German Magazine Publishers (Verband deutscher
Zeitschriftenverleger) and from Hubert Burda Media GmbH & Co.KG, which had been given
leave by the President to intervene in the written procedure
(Article 36 § 2 of the Convention and Rule 44 § 2). The
applicant replied to those comments (Rule 44 § 5).
7. A hearing took
place in public in the Human Rights Building, Strasbourg, on 6
November 2003 (Rule 59 § 3).
There appeared
before the Court:
(a) for the
Government
Mr K.
stoltenberg, Ministerialdirigent, Agent,
Mr A. ohly,
Professor of civil law at Bayreuth University, Counsel,
Mrs A.
laitenberger, executive assistant to the Agent, Adviser;
(b) for the
applicant
Mr M. prinz,
lawyer, Counsel,
Ms C. moffat,
lawyer,
Mr A. toucas,
lawyer, Advisers.
The Court heard
addresses by Mr Prinz and Mr Stoltenberg and Mr Ohly.
THE FACTS
I. THE
CIRCUMSTANCES OF THE CASE
8. The applicant,
who is the eldest daugher of Prince Rainier III of Monaco, was
born in 1957. Her official residence is in Monaco but she lives
in the Paris area most of the time.
As a member of
Prince Rainier’s family, the applicant is the president of
certain humanitarian or cultural foundations, such as the
“Princess Grace” foundation or the “Prince Pierre de Monaco”
foundation, and also represents the ruling family at events such
as the Red Cross Ball or the opening of the International Circus
Festival. She does not, however, perform any function within or
on behalf of the State of Monaco or one of its institutions.
A. Background to the case
9. Since the
early 1990s the applicant has been trying – often through the
courts – in a number of European countries to prevent the
publication of photos about her private life in the tabloid
press.
10. The photos
that were the subject of the proceedings described below were
published by the publishing company Burda in the German magazines Bunte and Freizeit
Revue and by the publishing company Heinrich Bauer in the German
magazine Neue Post.
1. The first series of photos
(a) The five
photos of the applicant published in Freizeit Revue magazine
(edition no. 30 of 22 July 1993)
11. These photos
show her with the actor Vincent Lindon at the far end of a
restaurant courtyard in Saint-Rémy-de-Provence. The first page
of the magazine refers to “the tenderest photos of her romance
with Vincent” (“die zärtlichsten Fotos Ihrer Romanze mit
Vincent”) and the photos themselves bear the caption “these
photos are evidence of the tenderest romance of our time”
(“diese Fotos sind der Beweis für die zärtlichste Romanze
unserer Zeit”).
(b) The two
photos of the applicant published in Bunte magazine (edition no.
32 of 5 August 1993)
12. The first
photo shows her on horseback with the caption “Caroline and the
blues. Her life is a novel with innumerable misfortunes, says
the author Roig” (“Caroline und die Melancholie. Ihr Leben ist
ein Roman mit unzähligen Unglücken, sagt Autor Roig“).
The second photo
shows her with her children Peter and Andrea.
The photos are
part of an article entitled “I don’t think I could be a man’s
ideal wife” (“ich glaube nicht, dass ich die ideale Frau für
einen Mann sein kann”).
(c) The seven
photos of the applicant published in Bunte magazine (edition no.
34 of 19 August 1993)
13. The first
photo shows her canoeing with her daughter Charlotte, the second
shows her son Andrea with a bunch of flowers in his arms.
The third photo
shows her doing her shopping with a bag slung over her shoulder,
the fourth with Vincent Lindon in a restaurant and the fifth
alone on a bicycle.
The sixth photo
shows her with Vincent Lindon and her son Pierre.
The seventh photo
shows her doing her shopping at the market, accompanied by her
bodyguard.
The article is
entitled “Pure happiness” (“vom einfachen Glück”).
2. The second series of photos
(a) The ten
photos of the applicant published in Bunte magazine (edition no.
10 of 27 February 1997)
14. These photos
show the applicant on a skiing holiday in Zürs/Arlberg. The
accompanying article is entitled “Caroline ... a woman returns
to life” (“Caroline...eine Frau kehrt ins Leben zurück”).
(b) The eleven
photos of the applicant published in Bunte magazine (edition no.
12 of 13 March 1997)
15. Seven photos
show her with Prince Ernst August von Hannover visiting a horse
show in Saint-Rémy-de-Provence. The accompanying article is
entitled “The kiss. Or: they are not hiding anymore” (“Der Kuss.
Oder: jetzt verstecken sie sich nicht mehr”).
Four other photos
show her leaving her house in Paris with the caption “Out and
about with Princess Caroline in Paris” (“Mit Prinzessin Caroline
unterwegs in Paris”).
(c) The seven
photos of the applicant published in Bunte magazine (edition no.
16 of 10 April 1997)
16. These photos
show the applicant on the front page with Prince Ernst August
von Hannover and on the inside pages of the magazine playing
tennis with him or both putting their bicycles down.
3. The third series of photos
17. The sequence
of photos published in Neue Post magazine (edition no. 35/97)
shows the applicant at the Monte Carlo Beach Club, dressed in a
swimsuit and wrapped up in a bathing towel, tripping over an
obstacle and falling down. The photos, which are quite blurred,
are accompanied by an article entitled “Prince Ernst August
played fisticuffs and Princess Caroline fell flat on her face”
(“Prinz Ernst August haute auf den Putz und Prinzessin Caroline
fiel auf die Nase”).
B. The proceedings in the German courts
1. The first
set of proceedings
(a) Judgment
of the Hamburg Regional Court of 4 February 1993
18. On 13 August
1993 the applicant sought an injunction in the Hamburg Regional
Court (Landgericht) against any further publication by the Burda publishing company of the first series of
photos on the ground that they infringed her right to protection
of her personality rights (Persönlichkeitsrecht) guaranteed by
sections 2(1) and 1(1) of the Basic Law (Grundgesetz) and her
right to protection of her private life and to the control of
the use of her image guaranteed by sections 22 et seq. of the
Copyright (Arts Domain) Act (Kunsturhebergesetz – “the Copyright
Act” – see paragraphs 43-44 below).
19. In a judgment
of 4 February 1993 the Regional Court granted the application
only in respect of the distribution of the magazines in France,
in accordance with the rules of private international law
(section 38 of the Introductory Act to the Civil Code –
Einführungsgesetz in das bürgerliche Gesetzbuch) read in
conjunction with Article 9 of the French Civil Code.
With regard to
the distribution of the magazines in Germany, however, the
Regional Court reiterated that it was German law which applied.
Under section 23(1) no.1 of the Copyright Act, the applicant, as
a figure of contemporary society “par excellence” (eine
“absolute” Person der Zeitgeschichte) had to tolerate this kind
of publication.
The Regional
Court held that she had failed to establish a legitimate
interest (berechtigtes Interesse) justifying an injunction
against further publication because, where figures of
contemporary society “par excellence” were concerned, the right
to protection of private life stopped at their front door. All
the photos of the applicant had been taken exclusively in public
places.
(b) Judgment
of the Hamburg Court of Appeal of 8 December 1994
20. The applicant
appealed against that judgment.
21. In a judgment
of 8 December 1994 the Hamburg Court of Appeal
(Oberlandesgericht) dismissed the applicant’s appeal and set
aside the injunction against subsequent publications in France.
Indeed, like the
Regional Court, the Court of Appeal found that the applicant was
a contemporary figure “par excellence” and therefore had to
tolerate publication without her consent of the photos in
question, which had all been taken in public places. Even if the
constant hounding by photographers made her daily life
difficult, it arose from a legitimate desire to inform the
general public.
(c) Judgment
of the Federal Court of Justice of 19 December 1995
22. The applicant
appealed on points of law against that judgment.
23. In a judgment
of 19 December 1995 the Federal Court of Justice
(Bundesgerichtshof) allowed the applicant’s appeal in part,
granting her an injunction against any further publication of
the photos that had appeared in Freizeit Revue magazine (30th
edition of 22 July 1993) showing her with Vincent Lindon in a
restaurant courtyard on the ground that the photos interfered
with her right to respect for her private life.
The Federal Court
held that even figures of contemporary society
“par excellence”
were entitled to respect for their private life and that this
was not limited to their home but also covered the publication
of photos. Outside their home, however, they could not rely on
the protection of their privacy unless they had retired to a
secluded place – away from the public eye (in eine örtliche
Abgeschiedenheit) – where it was objectively clear to everyone
that they wanted to be alone and where, confident of being away
from prying eyes, they behaved in a given situation in a manner
in which they would not behave in a public place. Unlawful
interference with the protection of that privacy could therefore
be made out if photos were published that had been taken
secretly and/or by catching unawares a person who had retired to
such a place. That was the position here, where the applicant
and her boyfriend had withdrawn to the far end of a restaurant
courtyard with the clear aim of being out of the public eye.
However, the
Federal Court dismissed the remainder of her appeal on the
ground that, as a figure of contemporary society “par
excellence”, the applicant had to tolerate the publication of
photos in which she appeared in a public place even if they were
photos of scenes from her daily life and not photos showing her
exercising her official functions. The public had a legitimate
interest in knowing where the applicant was staying and how she
behaved in public.
(d) Judgment
of the Federal Constitutional Court of 15 December 1999
24. The applicant
then appealed to the Federal Constitutional Court
(Bundesverfassungsgericht) submitting that there had been an
infringement of her right to the protection of her personality
rights (section 2(1) read in conjunction with section 1(1) of
the Basic Law).
In the
applicant’s submission, the criteria established by the Federal
Court of Justice regarding the protection of privacy in respect
of photos taken in public places did not effectively protect the
free development of the personality, be it in the context of
private life or family life. Those criteria were so narrow that
in practice the applicant could be photographed at any time
outside her home and the photos subsequently published in the
media.
Given that the
photos were not used genuinely to inform people, but merely to
entertain them, the right to control the use of one’s image in
respect of scenes from private life, which had been recognised
by the case-law of the Federal Constitutional Court, prevailed
over the right – also guaranteed by the Basic Law – to freedom
of the press.
25. In a landmark
judgment of 15 December 1999, delivered after a hearing, the
Constitutional Court allowed the applicant’s appeal in part on
the ground that the three photos that had appeared in the 32nd
and 34th editions of Bunte magazine, dated 5 August 1993 and 19
August 1993, featuring the applicant with her children had
infringed her right to the protection of her personality rights
guaranteed by sections 2(1) and 1(1) of the Basic Law,
reinforced by her right to family protection under section 6 of
the Basic Law. It referred the case to the Federal Court of
Justice on that point. However, the Constitutional Court
dismissed the applicant’s appeal regarding the other photos.
The relevant
extract of the judgment reads as follows:
“The appeal is
well-founded in part.
...
II.
The decisions
being appealed do not fully satisfy the requirements of section
2(1) read in conjunction with section 1(1) of the Basic Law.
1. The provisions
of sections 22 and 23 of the KUG (Kunsturhebergesetz – Copyright
Act) on which the civil courts based their decisions in the
present case are, however, compatible with the Basic Law.
Under section
2(1) of the Basic Law general personality rights are guaranteed
only within the framework of the constitutional order. The
provisions concerning the publication of photographical
representations of persons listed in sections 22 and 23 of the
KUG are part of that constitutional order. They derive from an
incident which at the time caused a scandal (photos of Bismarck
on his deathbed ... ) and from the ensuing politico-legal debate
sparked by this incident ... , they aim to strike a fair balance
between respect for personality rights and the community’s
interest in being informed ... .
Under section 22,
first sentence, of the KUG pictures can only be disseminated or
exposed to the public eye with the express approval of the
person represented. Pictures relating to contemporary society
are excluded from that rule under section 23(1) of the KUG ... .
Under 23(2) of the KUG, however, that exception does not apply
where the dissemination interferes with a legitimate interest of
the person represented. The protection by degrees under these
rules ensures that they take account of both the need to protect
the person being represented and the community’s desire to be
informed and the interest of the media which satisfy that
desire. That much has already been established by the Federal
Constitutional Court ... .
...
(b) In the
instant case regard must be had, in interpreting and applying
sections 22 and 23 of the KUG, not only to general personality
rights, but also to the freedom of the press guaranteed by
section 5(1), second sentence, of the Basic Law in so far as the
provisions in question also affect those freedoms.
...
The fact that the
press fulfils the function of forming public opinion does not
exclude entertainment from the functional guarantee under the
Basic Law. The formation of opinions and entertainment are not
opposites. Entertainment also plays a role in the formation of
opinions. It can sometimes even stimulate or influence the
formation of opinions more than purely factual information.
Moreover, there is a growing tendency in the media to do away
with the distinction between information and entertainment both
as regards press coverage generally and individual
contributions, and to disseminate information in the form of
entertainment or mix it with entertainment (“infotainment”).
Consequently, many readers obtain information they consider to
be important or interesting from entertaining coverage ... .
Nor can mere
entertainment be denied any role in the formation of opinions.
That would amount to unilaterally presuming that entertainment
merely satisfies a desire for amusement, relaxation, escapism or
diversion. Entertainment can also convey images of reality and
propose subjects for debate that spark a process of discussion
and assimilation relating to philosophies of life, values and
behaviour models. In that respect it fulfils important social
functions ... . When measured against the aim of protecting
press freedom, entertainment in the press is neither negligible
nor entirely worthless and therefore falls within the scope of
application of fundamental rights ... .
The same is true
of information about people. Personalization is an important
journalistic means of attracting attention. Very often it is
this which first arouses interest in a problem and stimulates a
desire for factual information. Similarly, interest in a
particular event or situation is usually stimulated by
personalised accounts. Additionally, celebrities embody certain
moral values and lifestyles. Many people base their choice of
lifestyle on their example. They become points of
crystallisation for adoption or rejection and act as examples or
counter-examples. This is what explains the public interest in
the various ups and downs occurring in their lives.
As regards
politicians this public interest has always been deemed to be
legitimate from the point of view of transparency and democratic
control. Nor can it in principle be disputed that it exists in
respect of other public figures. To that extent it is the
function of the press to show people in situations that are not
limited to specific functions or events and this also falls
within the sphere of protection of press freedom. It is only
when a balancing exercise has to be done between competing
personality rights that an issue arises as to whether matters of
essential interest for the public are at issue and treated
seriously and objectively or whether private matters, designed
merely to satisfy the public’s curiosity, are being disseminated
... .
(c) The decision
of the Federal Court of Justice largely stands up to an
examination of its compatibility with the constitutional rules.
(aa) The Federal
Court of Justice cannot be criticised under constitutional law
for assessing the conditions of application
(Tatbestandsvoraussetzungen) of section 23(1) no. 1 of the KUG
according to the criterion of the community’s interest in being
informed and deciding on that basis that the photos showing the
applicant outside her representative function in the
Principality of Moncao were lawful.
Under section
23(1) no. 1 of the KUG the publication of pictures portraying an
aspect of contemporary society are exempted from the obligation
to obtain the consent of the person concerned within the meaning
of section 22 of the KUG. Judging from the drafting history to
the Act ... and from the meaning and purpose of the words used,
the provision in question takes into consideration the
community’s interest in being informed and the freedom of the
press. Accordingly, the interpretation of this element
(Tatbestandsmerkmal) must take account of the interests of the
public. Pictures of people who are of no significance in
contemporary society should not be made freely accessible to the
public: they require the prior consent of the person concerned.
The other element that is affected by fundamental rights, that
of a “legitimate interest” for the purposes of section 23(2) of
the KUG, concerns only – and this must be stressed at the outset
– figures of contemporary society and cannot therefore take
sufficient account of the interests of the freedom of the press
if these have previously been neglected when the circle of the
persons concerned was defined.
It is in keeping
with the importance and scope of the freedom of the press, and
not unreasonably restrictive of the protection of personality
rights, that the concept of contemporary society referred to in
section 23(1) no. 1 of the KUG should not only cover, in
accordance with a definition given by the courts, events of
historical or political significance, but be defined on the
basis of the public interest in being informed ... . The kernel
of press freedom and the free formation of opinions requires the
press to have sufficient margin of manoeuvre to allow it to
decide, in accordance with its publishing criteria, what the
public interest demands and the process of forming opinion to
establish what amounts to a matter of public interest. As has
been stated, entertaining coverage is no exception to these
principles.
Nor should the
Federal Court of Justice be criticised for including in the
“domain of contemporary society”, within the meaning of section
23(1) no. 1 of the KUG, pictures of people who have not only
aroused public interest at a certain point on the occasion of a
particular historical event but who, on account of their status
and importance, attract the public’s attention in general and
not just on the odd occasion. Account should also be taken in
this regard of the fact that, compared to the situation at the
time the Copyright Act was passed, increased importance is given
today to illustrated information. The concept of a “figure of
contemporary society par excellence” (absolute Person der
Zeitgeschichte), often employed in this respect in the case-law
and legal theory, does not conclusively derive from statute or
the Constitution. If, as was done by the Court of Appeal and the
Federal Court of Justice, it is interpreted as a shortened
expression designating people whose image is deemed by the
public to be worthy of respect out of consideration for the
people concerned, it is irreproachable from the point of view of
constitutional law at least as long as a balancing exercise is
carried out, in the light of the circumstances of the case,
between the public’s interest in being informed and the
legitimate interests of the person concerned.
General
personality rights do not require publications that are not
subject to prior consent to be limited to pictures of figures of
contemporary society in the exercise of their function in
society. Very often the public interest aroused by such figures
does not relate exclusively to the exercise of their function in
the strict sense. It can, on the contrary, by virtue of the
particular function and its impact, extend to information about
the way in which these figures behave generally – that is, also
outside their function – in public. The public has a legitimate
interest in being allowed to judge whether the personal
behaviour of the individuals in question, who are often regarded
as idols or role models, convincingly tallies with their
behaviour on their official engagements.
If, on the other
hand, the right to publish pictures of people considered to be
figures of contemporary society were to be limited to their
official functions, insufficient account would be taken of the
public interest properly aroused by such figures and this would,
moreover, favour a selective presentation that would deprive the
public of certain necessary judgmental possibilities in respect
of figures of socio-political life, having regard to the
function of role model of such figures and the influence they
exert. The press is not, however, allowed to use any picture of
figures of contemporary society. On the contrary, section 23(2)
of the KUG gives the courts adequate opportunity to apply the
protective provisions of section 2(1) read in conjunction with
section 1(1) of the Basic Law ... .
(bb) In theory
the criteria established by the Federal Court of Justice for
interpreting the concept of “legitimate interest” used in
section 23(2) of the KUG are irreproachable from the point of
view of constitutional law.
According to the
decision being appealed, the privacy meriting protection that
must also be afforded to “figures of contemporary society par
excellence” presupposes that they have retired to a secluded
place with the objectively perceptible aim of being alone and in
which, confident of being alone, they behave differently from
how they would behave in public. The Federal Court of Justice
accepted that there had been a breach of sections 22 and 23 of
the KUG where this type of picture was taken secretly or by
catching the person unawares.
The criterion of
a secluded place takes account of the aim, pursued by the
general right to protection of personality rights, of allowing
the individual a sphere, including outside the home, in which he
does not feel himself to be the subject of permanent public
attention – and relieves him of the obligation of behaving
accordingly – and in which he can relax and enjoy some peace and
quiet. This criterion does not excessively restrict press
freedom because it does not impose a blanket ban on pictures of
the daily or private life of figures of contemporary society,
but allows them to be shown where they have appeared in public.
In the event of an overriding public interest in being informed,
the freedom of the press can even, in accordance with that
case-law authority, be given priority over the protection of the
private sphere ... .
The Federal Court
of Justice properly held that it is legitimate to draw
conclusions from the behaviour adopted in a given situation by
an individual who is clearly in a secluded spot. However, the
protection against dissemination of photos taken in that context
does not only apply where the individual behaves in a manner in
which he would not behave in public. On the contrary, the
development of the personality cannot be properly protected
unless, irrespective of their behaviour, the individual has a
space in which he or she can relax without having to tolerate
the presence of photographers or cameramen. That is not in issue
here, however, since, according to the findings on which the
Federal Court of Justice based its decision, the first of the
conditions to which protection of private life is subject has
not been met.
Lastly, there is
nothing unconstitutional, when balancing the public interest in
being informed against the protection of private life, in
attaching importance to the method used to obtain the
information in question ... . It is doubtful, however, that the
mere fact of photographing the person secretly or catching them
unawares can be deemed to infringe their privacy outside the
home. Having regard to the function attributed to that privacy
under constitutional law and to the fact that it is usually
impossible to determine from a photo whether the person has been
photographed secretly or caught unawares, the existence of
unlawful interference with that privacy cannot in any case be
made out merely because the photo was taken in those conditions.
As, however, the Federal Court of Justice has already
established in respect of the photographs in question that the
appellant was not in a secluded place, the doubts expressed
above have no bearing on the review of its decision.
(cc) However, the
constitutional requirements have not been satisfied in so far as
the decisions of which the appellant complains did not take
account of the fact that the right to protection of personality
rights of a person in the appellant’s situation is strengthened
by section 6 of the Basic Law regarding that person’s intimate
relations with their children.
(dd) The
following conclusions can be drawn from the foregoing
considerations with regard to the photographs in question:
The decision of
the Federal Court of Justice cannot be criticised under
constitutional law regarding the photos of the appellant at a
market, doing her market shopping accompanied by her bodyguard
or dining with a male companion at a well-attended restaurant.
The first two cases concerned an open location frequented by the
general public. The third case admittedly concerned a well
circumscribed location, spatially speaking, but one in which the
appellant was exposed to the other people present.
It is for this
reason, moreover, that the Federal Court of Justice deemed it
legitimate to ban photos showing the applicant in a restaurant
garden, which were the subject of the decision being appealed
but are not the subject of the constitutional appeal.
The presence of
the applicant and her companion there presented all the features
of seclusion. The fact that the photographs in question were
evidently taken from a distance shows that the applicant could
legitimately have assumed that she was not exposed to public
view.
Nor can the
decision being appealed be criticised regarding the photos of
the applicant alone on horseback or riding a bicycle. In the
Federal Court of Justice’s view, the appellant had not been in a
secluded place, but in a public one. That finding cannot attract
criticism under constitutional law. The applicant herself
describes the photos in question as belonging to the intimacy of
her private sphere merely because they manifest her desire to be
alone. In accordance with the criteria set out above, the mere
desire of the person concerned is not relevant in any way.
The three photos
of the applicant with her children require a fresh examination,
however, in the light of the constitutional rules set out above.
We cannot rule out the possibility that the review that needs to
be carried out in the light of the relevant criteria will lead
to a different result for one or other or all the photos. The
decision must therefore be set aside in that respect and
remitted to the Federal Court of Justice for a fresh decision.
(d) The decisions
of the Regional Court and the Court of Appeal resulted in a
violation of fundamental rights by limiting to the home the
privacy protected by section 2(1) read in conjunction with
section 1(1) of the Basic Law in accordance, moreover, with a
rationale that was in keeping with the case-law at the time.
The decisions in
question do not need to be set aside, however, since the
violation complained of has been remedied in part by the Federal
Court of Justice and the remainder of the case remitted to that
court.
...”
(e) Sequel to
the proceedings
26. Following the
remittal of the case to the Federal Court of Justice in
connection with the three photos that had appeared in Bunte
magazine (edition no. 32 of 5 August 1993 and no. 34 of 19
August 1993) showing the applicant with her children, Burda publishers undertook not to republish the
photos (Unterlassungserklärung).
2. The second set of proceedings
(a) Judgment
of the Hamburg Regional Court of 26 September 1997
27. On 14 May
1997 the applicant reapplied to the Hamburg Regional Court for
an injunction preventing Burda publishers from republishing the second
series of photos on the ground that they breached her right to
protection of her personality rights guaranteed by sections 2(1)
and 1(1) of the Basic Law and her right to protection of her
private life and the right to control the use of her image
guaranteed by sections 22 et seq. of the Copyright Act.
28. In a judgment
of 26 September 1997 the Hamburg Regional Court dismissed the
appeal, referring in particular to the grounds of the Federal
Court of Justice’s judgment of 19 December 1995.
(b) Judgment
of the Hamburg Court of Appeal of 10 March 1998
29. The applicant
appealed against that judgment.
30. In a judgment
of 10 March 1998 the Hamburg Court of Appeal also dismissed the
applicant’s appeal for the same reasons.
(c) Decision
of the Federal Constitutional Court of 4 April 2000
31. As the Court
of Appeal did not grant leave to appeal on points of law to the
Federal Court of Justice, the applicant lodged a constitutional
appeal directly with the Federal Constitutional Court relying on
her earlier submissions.
32. In a decision
of 4 April 2000 the Federal Constitutional Court, ruling as a
panel of three judges, refused to entertain the appeal. It
referred in particular to the Federal Court of Justice’s
judgment of 19 December 1995 and to its own landmark judgment of
15 December 1999.
3. The third set of proceedings
(a) Judgment
of the Hamburg Regional Court of 24 April 1998
33. On 5 November
1997 the applicant reapplied to the Hamburg Regional Court for
an injunction preventing Heinrich Bauer publishers from
republishing the third series of photos on the ground that they
infringed her right to the protection of her personality rights,
guaranteed by sections 2(1) and 1(1) of the Basic Law, and the
right to protection of her private life and to the control of
the use of her image, guaranteed by sections 22 et seq. of the
Copyright (Arts Domain) Act.
The applicant
submitted, among other things, a sworn attestation by the
director of the Monte Carlo Beach Club to the effect that the
swimming baths in question were a private establishment, access
to which was subject to a high fee and strictly controlled and
from which journalists and photographers were debarred unless
they had the express permission of the owner of the
establishment. The fact that the photos were very blurred showed
that they had been taken secretly, at a distance of several
hundred metres, from the window or roof of a neighbouring house.
34. In a judgment
of 24 April 1998 the Hamburg Regional Court dismissed the
applicant’s appeal, referring in particular to the grounds of
the Federal Court of Justice’s judgment of 19 December 1995. The
court stated that the Monte Carlo Beach Club had to be
considered as an open-air swimming pool that was open to the
public even if an entry fee was charged and access restricted.
(b) Judgment
of the Hamburg Court of Appeal of 13 October 1998
35. The applicant
appealed against that judgment.
36. In a judgment
of 13 October 1998 the Hamburg Court of Appeal dismissed the
appeal for the same reasons.
The Court of
Appeal found that a swimming pool or beach was not a secluded
place and that the photos showing the applicant tripping over an
obstacle and falling down were not such as to denigrate or
demean her in the public’s eyes.
(c) The decision
of the Federal Constitutional Court of 13 April 2000
37. As the Court
of Appeal did not grant the applicant leave to appeal on points
of law to the Federal Court of Justice, the applicant lodged a
constitutional appeal directly with the Federal Constitutional
Court on the basis of her earlier submissions.
38. In a decision
of 13 April 2000 the Federal Constitutional Court, ruling as a
panel of three judges, refused to entertain the appeal,
referring in particular to the Federal Court of Justice’s
judgment of 19 December 1995 and to its own landmark judgment of
15 December 1999.
The
Constitutional Court held that the ordinary courts had properly
found that the Monte Carlo Beach Club was not a secluded place
and that the photos of the applicant wearing a swimsuit and
falling down were not capable of constituting an infringement of
her right to respect for her private life.
II. RELEVANT DOMESTIC AND EUROPEAN LAW
A. The Basic
Law
39. The relevant
provisions of the Basic Law are worded as follows:
Section 1(1)
“The dignity of
human beings is inviolable. All public authorities have a duty
to respect and protect it.”
Section 2(1)
“Everyone shall
have the right to the free development of their personality
provided that they do not interfere with the rights of others or
violate the constitutional order or moral law (Sittengesetz).”
Section 5(1)
“(1) Everyone
shall have the right freely to express and disseminate his or
her opinions in speech, writing and pictures and freely to
obtain information from generally accessible sources. Freedom of
the press and freedom of reporting on the radio and in films
shall be guaranteed. There shall be no censorship.
(2) These rights
shall be subject to the limitations laid down by the provisions
of the general laws and by statutory provisions aimed at
protecting young people and to the obligation to respect
personal honour (Recht der persönlichen Ehre).”
Section 6(1) and
(2)
“(1) Marriage and
the family enjoy the special protection of the State.
(2) The care and
upbringing of children is the natural right of parents and a
duty primarily incumbent on them. The State community shall
oversee the performance of that duty.”
B. The Copyright (Arts Domain) Act
40. Section 22(1)
of the Copyright (Arts Domain) Act provides that images can only
be disseminated with the express approval of the person
concerned.
41. Section 23(1)
no. 1 of that Act provides for exceptions to that rule,
particularly where the images portray an aspect of contemporary
society (Bildnisse aus dem Bereich der Zeitgeschichte) on
condition that publication does not interfere with a legitimate
interest (berechtigtes Interesse) of the person concerned
(section 23(2)).
C. Resolution 1165 (1998) of the Parliamentary Assembly of
the Council of Europe on the right to privacy
42. The full text
of this resolution, adopted by the Parliamentary Assembly on 26
June 1998, is worded as follows:
“1. The Assembly
recalls the current affairs debate it held on the right to
privacy during its September 1997 session, a few weeks after the
accident which cost the Princess of Wales her life.
2. On that
occasion, some people called for the protection of privacy, and
in particular that of public figures, to be reinforced at the
European level by means of a convention, while others believed
that privacy was sufficiently protected by national legislation
and the European Convention on Human Rights, and that freedom of
expression should not be jeopardised.
3. In order to
explore the matter further, the Committee on Legal Affairs and
Human Rights organised a hearing in Paris on 16 December 1997
with the participation of public figures or their
representatives and the media.
4. The right to
privacy, guaranteed by Article 8 of the European Convention on
Human Rights, has already been defined by the Assembly in the
declaration on mass communication media and human rights,
contained within Resolution 428 (1970), as “the right to live
one’s own life with a minimum of interference”.
5. In view of the
new communication technologies which make it possible to store
and use personal data, the right to control one’s own data
should be added to this definition.
6. The Assembly
is aware that personal privacy is often invaded, even in
countries with specific legislation to protect it, as people’s
private lives have become a highly lucrative commodity for
certain sectors of the media. The victims are essentially public
figures, since details of their private lives serve as a
stimulus to sales. At the same time, public figures must
recognise that the special position they occupy in society - in
many cases by choice - automatically entails increased pressure
on their privacy.
7. Public figures
are persons holding public office and/or using public resources
and, more broadly speaking, all those who play a role in public
life, whether in politics, the economy, the arts, the social
sphere, sport or in any other domain.
8. It is often in
the name of a one-sided interpretation of the right to freedom
of expression, which is guaranteed in Article 10 of the European
Convention on Human Rights, that the media invade people’s
privacy, claiming that their readers are entitled to know
everything about public figures.
9. Certain facts
relating to the private lives of public figures, particularly
politicians, may indeed be of interest to citizens, and it may
therefore be legitimate for readers, who are also voters, to be
informed of those facts.
10. It is
therefore necessary to find a way of balancing the exercise of
two fundamental rights, both of which are guaranteed by the
European Convention on Human Rights: the right to respect for
one’s private life and the right to freedom of expression.
11. The Assembly
reaffirms the importance of every person’s right to privacy, and
of the right to freedom of expression, as fundamental to a
democratic society. These rights are neither absolute nor in any
hierarchical order, since they are of equal value.
12. However, the
Assembly points out that the right to privacy afforded by
Article 8 of the European Convention on Human Rights should not
only protect an individual against interference by public
authorities, but also against interference by private persons or
institutions, including the mass media.
13. The Assembly
believes that, since all member states have now ratified the
European Convention on Human Rights, and since many systems of
national legislation comprise provisions guaranteeing this
protection, there is no need to propose that a new convention
guaranteeing the right to privacy should be adopted.
14. The Assembly
calls upon the governments of the member states to pass
legislation, if no such legislation yet exists, guaranteeing the
right to privacy containing the following guidelines, or if such
legislation already exists, to supplement it with these
guidelines:
(i) the
possibility of taking an action under civil law should be
guaranteed, to enable a victim to claim possible damages for
invasion of privacy;
(ii) editors and
journalists should be rendered liable for invasions of privacy
by their publications, as they are for libel;
(iii) when
editors have published information that proves to be false, they
should be required to publish equally prominent corrections at
the request of those concerned;
(iv) economic
penalties should be envisaged for publishing groups which
systematically invade people’s privacy;
(v) following or
chasing persons to photograph, film or record them, in such a
manner that they are prevented from enjoying the normal peace
and quiet they expect in their private lives or even such that
they are caused actual physical harm, should be prohibited;
(vi) a civil
action (private lawsuit) by the victim should be allowed against
a photographer or a person directly involved, where paparazzi
have trespassed or used "visual or auditory enhancement devices"
to capture recordings that they otherwise could not have
captured without trespassing;
(vii) provision
should be made for anyone who knows that information or images
relating to his or her private life are about to be disseminated
to initiate emergency judicial proceedings, such as summary
applications for an interim order or an injunction postponing
the dissemination of the information, subject to an assessment
by the court as to the merits of the claim of an invasion of
privacy;
(viii) the media
should be encouraged to create their own guidelines for
publication and to set up an institute with which an individual
can lodge complaints of invasion of privacy and demand that a
rectification be published.
15. It invites
those governments which have not yet done so to ratify without
delay the Council of Europe Convention for the Protection of
Individuals with regard to Automatic Processing of Personal
Data.
16. The Assembly
also calls upon the governments of the member states to:
(i) encourage the
professional bodies that represent journalists to draw up
certain criteria for entry to the profession, as well as
standards for self-regulation and a code of journalistic
conduct;
(ii) promote the
inclusion in journalism training programmes of a course in law,
highlighting the importance of the right to privacy vis-à-vis
society as a whole;
(iii) foster the
development of media education on a wider scale, as part of
education about human rights and responsibilities, in order to
raise media users’ awareness of what the right to privacy
necessarily entails;
(iv) facilitate
access to the courts and simplify the legal procedures relating
to press offences, in order to ensure that victims’ rights are
better protected.”
THE LAW
I. ALLEGED
VIOLATION OF ARTICLE 8 OF THE CONVENTION
43. The applicant
submitted that the German court decisions had infringed her
right to respect for her private and family life guaranteed by
Article 8 of the Convention, which is worded as follows:
“1. Everyone has
the right to respect for his private and family life, his home
and his correspondence.
2. There shall be
no interference by a public authority with the exercise of this
right except such as is in accordance with the law and is
necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the
country, for the prevention of disorder or crime, for the
protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. Submissions of the parties and interveners
1. The
applicant
44. The applicant
stated that she had spent more than ten years in unsuccessful
litigation in the German courts trying to establish her right to
the protection of her private life. She alleged that as soon as
she left her house she was constantly hounded by paparazzi who
followed her every daily movement, be it crossing the road,
fetching her children from school, doing her shopping, out
walking, practising sport or going on holiday. In her
submission, the protection afforded to the private life of a
public figure like herself was minimal under German law because
the concept of a “secluded place” as defined by the Federal
Court of Justice and the Federal Constitutional Court was much
too narrow in that respect. Furthermore, in order to benefit
from that protection the onus was on her to establish every time
that she had been in a secluded place. She was thus deprived of
any privacy and could not move about freely without being a
target for the paparazzi. She affirmed that in France her prior
agreement was necessary for the publication of any photos not
showing her at an official event. Such photos were regularly
taken in France and then sold and published in Germany. The
protection of private life from which she benefited in France
was therefore systematically circumvented by virtue of the
decisions of the German courts. On the subject of the freedom of
the press the applicant stated that she was aware of the
essential role played by the press in a democratic society in
terms of informing and forming public opinion, but in her case
it was just the entertainment press seeking to satisfy its
readers’ voyeuristic tendencies and make huge profits from
generally anodyne photos showing her going about her daily
business. Lastly, the applicant stressed that it was materially
impossible to establish in respect of every photo whether or not
she had been in a secluded place. As the judicial proceedings
were generally held several months after publication of the
photos, she was obliged to keep a permanent record of her every
movement in order to protect herself from paparazzi who might
photograph her. With regard to many of the photos that were the
subject of this application it was impossible to determine the
exact time and place at which they had been taken.
2. The
Government
45. The
Government submitted that German law, while taking account of
the fundamental role of the freedom of the press in a democratic
society, contained sufficient safeguards to prevent any abuse
and ensure the effective protection of the private life of even
public figures. In their submission, the German courts had in
the instant case struck a fair balance between the applicant’s
rights to respect for her private life guaranteed by Article 8
and the freedom of the press guaranteed by Article 10, having
regard to the margin of appreciation available to the State in
this area. The courts had found in the first instance that the
photos had not been taken in a secluded place and had, in the
second instance, examined the limits on the protection of
private life, particularly in the light of the freedom of the
press and even where the publication of photos by the
entertainment press were concerned. The protection of the
private life of a figure of contemporary society “par
excellence” did not require the publication of photos without
his or her authorisation to be limited to showing the person in
question engaged in their official duties. The public had a
legitimate interest in knowing how the person behaved generally
in public. The Government submitted that this definition of the
freedom of the press by the Federal Constitutional Court was
compatible with Article 10 and the European Court’s relevant
case-law. Furthermore, the concept of a secluded place was only
one factor, albeit an important one, of which the domestic
courts took account when balancing the protection of private
life against the freedom of the press. Accordingly, while
private life was less well protected where a public figure was
photographed in a public place other factors could also be taken
into consideration, such as the nature of the photos, for
example, which should not shock the public. Lastly, the
Government reiterated that the decision of the Federal Court of
Justice – which had held that the publication of photos of the
applicant with the actor Vincent Lindon in a restaurant
courtyard in Saint-Rémy-de-Provence were unlawful – showed that
the applicant’s private life was protected even outside her
home.
3. The
interveners
46. The
Association of Editors of German Magazines submitted that German
law, which was half way between French law and United Kingdom
law, struck a fair balance between the right to protection of
private life and the freedom of the press. In its submission, it
also complied with the principles set out in Resolution no. 1165
of the Council of Europe on the right to privacy and the
European Court’s case-law, which had always stressed the
fundamental role of the press in a democratic society.
The public’s
legitimate interest in being informed was not limited to
politicians, but extended to public figures who had become known
for other reasons. The press’s role of “watchdog” could not be
narrowly interpreted here. In that connection account should
also be taken of the fact that the boundary between political
commentary and entertainment was becoming increasingly blurred.
Given that there was no uniform European standard concerning the
protection of private life, the State had a wide margin of
appreciation in this area.
47.
Burda joined the observations of the Association
of Editors of German Magazines and stated that German law
required the courts to balance the competing interests of
informing the public and protecting the right to control of the
use of one’s image very strictly and on a case by case basis.
Even figures of contemporary society “par excellence” enjoyed a
not inconsiderable degree of protection and recent case-law had
even tended towards reinforcing that protection. Since the death
of her mother in 1982 the applicant had officially been First
Lady of the reigning family in Monaco and was as such an example
for the public (Vorbildfunktion). Moreover, the Grimaldi family
had always sought to attract media attention and was therefore
itself responsible for the public interest in it. The applicant
could not therefore, especially if account were taken of her
official functions, be regarded as a victim of the press. The
publication of the photos in question had not infringed her
right to control the use of her image because they had been
taken while she was in public and had not been damaging to her
reputation.
B. The Court’s assessment
1. As regards
the subject of the application
48. The Court
notes at the outset that the photos of the applicant with her
children are no longer the subject of this application, as it
stated in its admissibility decision of 8 July 2003.
The same applies
to the photos published in Freizeit Revue magazine (edition no.
30 of 22 July 1993) showing the applicant with Vincent Lindon at
the far end of a restaurant courtyard in Saint-Rémy-de-Provence
(see paragraph 11 above). In its judgment of 19 December 1995
the Federal Court of Justice prohibited any further publication
of the photos on the ground that they infringed the applicant’s
right to respect for her private life (see paragraph 23 above).
49. Accordingly,
the Court considers it important to specify that the present
application concerns the following photos, which were published
as part of a series of articles about the applicant:
(i) the photo
published in Bunte magazine (edition no. 32 of 5 August 1993)
showing the applicant on horseback (see paragraph 12 above)
(ii) the photos
published in Bunte magazine (edition no. 34 of 19 August 1993)
showing the applicant shopping on her own; with Mr Vincent
Lindon in a restaurant; alone on a bicycle; and with her
bodyguard at a market (see paragraph 13 above);
(iii) the photos
published in Bunte magazine (edition no. 10 of 27 February 1997)
showing the applicant on a skiing holiday in Austria (see
paragraph 14 above);
(iv) the photos
published in Bunte magazine (edition no. 12 of 13 March 1997)
showing the applicant with Prince Ernst August von Hannover or
alone leaving her Parisian residence (see paragraph 15 above);
(v) the photos
published in Bunte magazine (edition no. 16 of 10 April 1997
showing the applicant playing tennis with Prince Ernst August
von Hannover or both of them putting their bicycles down (see
paragraph 16 above);
(vi) the photos
published in Neue Post magazine (edition no. 35/97) showing the
applicant tripping over an obstacle at the Monte Carlo Beach
Club (see paragraph 17 above).
2. As regards
the applicability of Article 8
50. The Court
reiterates that the concept of private life extends to aspects
relating to personal identity, such as a person’s name (see
Burghartz v. Switzerland, judgment of 22 February 1994, Series A
no. 280-B, p. 28, § 24), or a person’s picture (see Schüssel v.
Austria (dec.), no. 42409/98, 21 February 2002).
Furthermore,
private life, in the Court’s view, includes a person’s physical
and psychological integrity; the guarantee afforded by Article 8
of the Convention is primarily intended to ensure the
development, without outside interference, of the personality of
each individual in his relations with other human beings (see,
mutatis mutandis, Niemietz v. Germany, judgment of 16 December
1992, Series A no. 251-B, p. 33, § 29, and Botta v. Italy,
judgment of 24 February 1998, Reports of Judgments and Decisions
1998-I, p. 422, § 32). There is therefore a zone of interaction
of a person with others, even in a public context, which may
fall within the scope of “private life” (see, mutatis mutandis,
P.G. and J.H. v. the United Kingdom, no. 44787/98, § 56, ECHR
2001-IX, and Peck v. the United Kingdom, no. 44647/98, § 57,
ECHR 2003-I.).
51. The Court has
also indicated that, in certain circumstances, a person has a
“legitimate expectation” of protection and respect for his or
her private life. Accordingly, it has held in a case concerning
the interception of telephone calls on business premises that
the applicant “would have had a reasonable expectation of
privacy for such calls” (see Halford v. the United Kingdom,
judgment of 25 June 1997, Reports 1997-III, p.1016, § 45).
52. As regards
photos, with a view to defining the scope of the protection
afforded by Article 8 against arbitrary interference by public
authorities, the Commission had regard to whether the
photographs related to private or public matters and whether the
material thus obtained was envisaged for a limited use or was
likely to be made available to the general public (see, mutatis
mutandis, Friedl v. Austria, judgment of 31 January 1995, Series
A no. 305-B, Friendly Settlement, Commission opinion, p. 21, §§
49-52; P.G. and J.H., cited above, § 58; and Peck, cited above,
§ 61).
53. In the
present case there is no doubt that the publication by various
German magazines of photos of the applicant in her daily life
either on her own or with other people falls within the scope of
her private life.
3. Compliance
with Article 8
a. The
domestic courts’ position
54. The Court
notes that, in its landmark judgment of 15 December 1999, the
Federal Constitutional Court interpreted sections 22 and 23 of
the Copyright (Arts Domain) Act (see paragraphs 40-41 above) by
balancing the requirements of the freedom of the press against
those of the protection of private life, that is, the public
interest in being informed against the legitimate interests of
the applicant. In doing so the Federal Constitutional Court took
account of two criteria under German law, one functional and the
other spatial. It considered that the applicant, as a figure of
contemporary society “par excellence”, enjoyed the protection of
her private life even outside her home but only if she was in a
secluded place out of the public eye “to which the person
concerned retires with the objectively recognisable aim of being
alone and where, confident of being alone, behaves in a manner
in which he or she would not behave in public”. In the light of
those criteria the Federal Constitutional Court held that the
Federal Court of Justice’s judgment of 19 December 1995
regarding publication of the photos in question was compatible
with the Basic Law. The court attached decisive weight to the
freedom of the press, even the entertainment press, and to the
public interest in knowing how the applicant behaved outside her
representative functions (see paragraph 25 above).
55. Referring to
its landmark judgment, the Federal Constitutional Court did not
entertain the applicant’s appeals in the subsequent proceedings
brought by her (see paragraphs 32 and 38 above).
b. The general
principles governing the protection of private life and the
freedom of expression
56. In the
present case the applicant did not complain of an action by the
State, but rather of the lack of adequate State protection of
her private life and her image.
57. The Court
reiterates that although the object of Article 8 is essentially
that of protecting the individual against arbitrary interference
by the public authorities, it does not merely compel the State
to abstain from such interference: in addition to this primarily
negative undertaking, there may be positive obligations inherent
in an effective respect for private or family life. These
obligations may involve the adoption of measures designed to
secure respect for private life even in the sphere of the
relations of individuals between themselves (see, mutatis
mutandis, X and Y v. the Netherlands, judgment of 26 March 1985,
Series A no. 91, p. 11, § 23; Stjerna v. Finland, judgment of 25
November 1994, Series A no. 299-B, p. 61, § 38; and Verliere v.
Switzerland (dec.), no. 41953/98, ECHR 2001-VII). That also
applies to the protection of a person’s picture against abuse by
others (see Schüssel, cited above).
The boundary
between the State’s positive and negative obligations under this
provision does not lend itself to precise definition. The
applicable principles are, nonetheless, similar. In both
contexts regard must be had to the fair balance that has to be
struck between the competing interests of the individual and of
the community as a whole; and in both contexts the State enjoys
a certain margin of appreciation (see, among many other
authorities, Keegan v. Ireland, judgment of 26 May 1994, Series
A no. 290, p. 19, § 49, and Botta, cited above, p. 427, § 33).
58. That
protection of private life has to be balanced against the
freedom of expression guaranteed by Article 10 of the
Convention. In that context the Court reiterates that the
freedom of expression constitutes one of the essential
foundations of a democratic society. Subject to paragraph 2 of
Article 10, it is applicable not only to “information” or
“ideas” that are favourably received or regarded as inoffensive
or as a matter of indifference, but also to those that offend,
shock or disturb. Such are the demands of that pluralism,
tolerance and broadmindedness without which there is no
“democratic society” (see Handyside v. the United Kingdom,
judgment of 7 December 1976, Series A no. 24, p. 23, § 49).
In that
connection the press plays an essential role in a democratic
society. Although it must not overstep certain bounds, in
particular in respect of the reputation and rights of others,
its duty is nevertheless to impart – in a manner consistent with
its obligations and responsibilities – information and ideas on
all matters of public interest (see, among many authorities,
Observer and Guardian v. the United Kingdom, judgment of 26
November 1991, Series A no. 216, p. 29-30, § 59, and Bladet
Tromsø and Stensaas v. Norway [GC], no. 21980/93, § 59, ECHR
1999-III). Journalistic freedom also covers possible recourse to
a degree of exaggeration, or even provocation (see Prager and
Oberschlick v. Austria, judgment of 26 April 1995, Series A no.
313, p. 19, § 38; Tammer v. Estonia, no. 41205/98, § 59-63, ECHR
2001-I; and Prisma Press v. France (dec.), nos. 66910/01 and
71612/01, 1 July 2003).
59. Although
freedom of expression also extends to the publication of photos,
this is an area in which the protection of the rights and
reputation of others takes on particular importance. The present
case does not concern the dissemination of “ideas”, but of
images containing very personal or even intimate “information”
about an individual. Furthermore, photos appearing in the
tabloid press are often taken in a climate of continual
harassment which induces in the person concerned a very strong
sense of intrusion into their private life or even of
persecution.
60. In the cases
in which the Court has had to balance the protection of private
life against the freedom of expression it has always stressed
the contribution made by photos or articles in the press to a
debate of general interest (see, as a recent authority, News
Verlags GmbH & CoKG v. Austria, no. 31457/96, § 52 et seq., ECHR
2000-I, and Krone Verlag GmbH & Co. KG v. Austria, no. 34315/96,
§ 33 et seq., 26 February 2002). The Court thus found, in one
case, that the use of certain terms in relation to an
individual’s private life was not “justified by considerations
of public concern” and that those terms did not “[bear] on a
matter of general importance” (see Tammer, cited above, § 68)
and went on to hold that there had not been a violation of
Article 10. In another case, however, the Court attached
particular importance to the fact that the subject in question
was a news item of “major public concern” and that the published
photographs “did not disclose any details of [the] private life”
of the person in question (see Krone Verlag, cited above, § 37)
and held that there had been a violation of Article 10.
Similarly, in a recent case concerning the publication by
President Mitterand’s former private doctor of a book containing
revelations about the President’s state of health, the Court
held that “the more time passed the more the public interest in
President Mitterand’s two seven-year presidential terms
prevailed over the requirements of the protection of his rights
with regard to medical confidentiality” (see Plon (Société) v.
France, no. 58148/00, 18 May 2004) and held that there had been
a breach of Article 10.
c. Application
of these general principles by the Court
61. The Court
points out at the outset that in the present case the photos of
the applicant in the various German magazines show her in scenes
from her daily life, thus engaged in activities of a purely
private nature such as practising sport, out walking, leaving a
restaurant or on holiday. The photos, in which the applicant
appears sometimes alone and sometimes in company, illustrate a
series of articles with such anodyne titles as ‘Pure happiness”,
“Caroline ... a woman returning to life”, “Out and about with
Princess Caroline in Paris” and “The kiss. Or: they are not
hiding anymore ...”
(see paragraphs
11-17 above).
62. The Court
also notes that the applicant, as a member of the Prince of
Monaco’s family, represents the ruling family at certain
cultural or charitable events. However, she does not exercise
any function within or on behalf of the State of Monaco or one
of its institutions (see paragraph 8 above).
63. The Court
considers that a fundamental distinction needs to be made
between reporting facts – even controversial ones – capable of
contributing to a debate in a democratic society relating to
politicians in the exercise of their functions, for example, and
reporting details of the private life of an individual who,
moreover, as in this case, does not exercise official functions.
While in the former case the press exercises its vital role of
“watchdog” in a democracy by contributing to “impart[ing]
information and ideas on matters of public interest (Observer
and Guardian, cited above, ibid.) it does not do so in the
latter case.
64. Similarly,
although the public has a right to be informed, which is an
essential right in a democratic society that, in certain special
circumstances, can even extend to aspects of the private life of
public figures, particularly where politicians are concerned
(see Plon (Société), cited above, ibid.), this is not the case
here. The situation here does not come within the sphere of any
political or public debate because the published photos and
accompanying commentaries relate exclusively to details of the
applicant’s private life.
65. As in other
similar cases it has examined, the Court considers that the
publication of the photos and articles in question, of which the
sole purpose was to satisfy the curiosity of a particular
readership regarding the details of the applicant’s private
life, cannot be deemed to contribute to any debate of general
interest to society despite the applicant being known to the
public (see, mutatis mutandis, Jaime Campmany y Diez de Revenga
and Juan Luís Lopez-Galiacho Perona v. Spain (dec.), no.
54224/00, 12 December 2000; Julio Bou Gibert and El Hogar Y La
Moda J.A. v. Spain (dec.), no. 14929/02, 13 May 2003; and Prisma
Presse, cited above).
66. In these
conditions freedom of expression calls for a narrower
interpretation (see Prisma Presse, cited above, and, by converse
implication, Krone Verlag, cited above, § 37).
67. In that
connection the Court also takes account of the resolution of the
Parliamentary Assembly of the Council of Europe on the right to
privacy, which stresses the “one-sided interpretation of the
right to freedom of expression” by certain media which attempt
to justify an infringement of the rights protected by Article 8
of the Convention by claiming that “their readers are entitled
to know everything about public figures” (see paragraph 42
above, and Prisma Presse, cited above).
68. The Court
finds another point to be of importance: even though, strictly
speaking, the present application concerns only the publication
of the photos and articles by various German magazines, the
context in which these photos were taken – without the
applicant’s knowledge or consent –and the harassment endured by
many public figures in their daily lives cannot be fully
disregarded (see paragraph 59 above).
In the present
case this point is illustrated in particularly striking fashion
by the photos taken of the applicant at the Monte Carlo Beach
Club tripping over an obstacle and falling down (see paragraph
17 above). It appears that these photos were taken secretly at a
distance of several hundred metres, probably from a neighbouring
house, whereas journalists and photographers’ access to the club
was strictly regulated (see paragraph 33 above).
69. The Court
reiterates the fundamental importance of protecting private life
from the point of view of the development of every human being’s
personality. That protection – as stated above – extends beyond
the private family circle and also includes a social dimension.
The Court considers that anyone, even if they are known to the
general public, must be able to enjoy a “legitimate expectation”
of protection of and respect for their private life (see
paragraph 51 above and, mutatis mutandis, Halford, cited above,
§ 45).
70. Furthermore,
increased vigilance in protecting private life is necessary to
contend with new communication technologies which make it
possible to store and reproduce personal data (see point 5 of
the Parliamentary Assembly’s resolution on the right to privacy
– see paragraph 42 above and, mutatis mutandis, Amann v.
Switzerland [GC], no. 27798/95, § 65-67, ECHR 2000-II; Rotaru v.
Romania [GC], no. 28341/95, § 43-44, ECHR 2000-V; P.G. and J.H.,
cited above, § 57-60, ECHR 2001-IX; and Peck, cited above, §§
59-63, and § 78). This also applies to the systematic taking of
specific photos and their dissemination to a broad section of
the public.
71. Lastly, the
Court reiterates that the Convention is intended to guarantee
not rights that are theoretical or illusory but rights that are
practical and effective (see Artico v. Italy, judgment of 13 May
1980, Series A no. 37, p. 15-16, § 33).
72. The Court has
difficulty in agreeing with the domestic courts’ interpretation
of section 23(1) of the Copyright (Arts Domain) Act, which
consists in describing a person as such as a figure of
contemporary society “par excellence”. Since that definition
affords the person very limited protection of their private life
or the right to control the use of their image, it could
conceivably be appropriate for politicians exercising official
functions. However, it cannot be justified for a “private”
individual, such as the applicant, in whom the interest of the
general public and the press is based solely on her membership
of a reigning family whereas she herself does not exercise any
official functions.
In any event the
Court considers that, in these conditions, the Act has to be
interpreted narrowly to ensure that the State complies with its
positive obligation under the Convention to protect private life
and the right to control the use of one’s image.
73. Lastly, the
distinction drawn between figures of contemporary society “par
excellence” and “relatively” public figures has to be clear and
obvious so that, in a state governed by the rule of law, the
individual has precise indications as to the behaviour he or she
should adopt. Above all, they need to know exactly when and
where they are in a protected sphere or, on the contrary, in a
sphere in which they must expect interference from others,
especially the tabloid press.
74. The Court
therefore considers that the criteria on which the domestic
courts based their decisions were not sufficient to protect the
applicant’s private life effectively. As a figure of
contemporary society “par excellence” she cannot – in the name
of freedom of the press and the public interest – rely on
protection of her private life unless she is in a secluded place
out of the public eye and, moreover, succeeds in proving it
(which can be difficult). Where that is not the case, she has to
accept that she might be photographed at almost any time,
systematically, and that the photos are then very widely
disseminated even if, as was the case here, the photos and
accompanying articles relate exclusively to details of her
private life.
75. In the
Court’s view, the criterion of spatial isolation, although
apposite in theory, is in reality too vague and difficult for
the person concerned to determine in advance. In the present
case merely classifying the applicant as a figure of
contemporary society “par excellence” does not suffice to
justify such an intrusion into her private life.
d. Conclusion
76. As the Court
has stated above, it considers that the decisive factor in
balancing the protection of private life against freedom of
expression should lie in the contribution that the published
photos and articles make to a debate of general interest. It is
clear in the instant case that they made no such contribution
since the applicant exercises no official function and the
photos and articles related exclusively to details of her
private life.
77. Furthermore,
the Court considers that the public does not have a legitimate
interest in knowing where the applicant is and how she behaves
generally in her private life even if she appears in places that
cannot always be described as secluded and despite the fact that
she is well known to the public.
Even if such a
public interest exists, as does a commercial interest of the
magazines in publishing these photos and these articles, in the
instant case those interests must, in the Court’s view, yield to
the applicant’s right to the effective protection of her private
life.
78. Lastly, in
the Court’s opinion the criteria established by the domestic
courts were not sufficient to ensure the effective protection of
the applicant’s private life and she should, in the
circumstances of the case, have had a “legitimate expectation”
of protection of her private life.
79. Having regard
to all the foregoing factors, and despite the margin of
appreciation afforded to the State in this area, the Court
considers that the German courts did not strike a fair balance
between the competing interests.
80. There has
therefore been a breach of Article 8 of the Convention.
81. Having regard
to that finding, the Court does not consider it necessary to
rule on the applicant’s complaint relating to her right to
respect for her family life.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
82. Article 41 of
the Convention provides:
“If the Court
finds that there has been a violation of the Convention or the
Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be
made, the Court shall, if necessary, afford just satisfaction to
the injured party.”
83. The applicant
claimed 50,000 (EUR) in non-pecuniary damage on the ground that
the German courts’ decisions prevented her from leading a normal
life with her children without being hounded by the media. She
also claimed EUR 142,851.31 in reimbursement of her costs and
expenses for the many sets of proceedings she had had to bring
in the German courts.
84. The
Government contested the amounts claimed. As regards
non-pecuniary damage, they reiterated that, under German law,
the applicant enjoyed protection of her private life even
outside her home, particularly where her children were concerned.
With regard to costs and expenses, they submitted that not all
the proceedings could be taken into account, that the value of
parts of the subject-matter was less than the amount stated, and
that the legal fees being claimed, in view of the amount
concerned, could not be reimbursed.
85. The Court
considers that the question of the application of Article 41 is
not ready for decision. Accordingly, it shall be reserved and
the subsequent procedure fixed having regard to any agreement
which might be reached between the Government and the applicant.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that
there has been a violation of Article 8 of the Convention;
2. Holds that the
question of the application of Article 41 is not ready for
decision; and accordingly,
(a) reserves the
said question in whole;
(b) invites the
Government and the applicant to submit, within six months from
the date on which the judgment becomes final according to
Article 44 § 2 of the Convention, their written observations on
the matter and, in particular, to notify the Court of any
agreement that they may reach;
(c) reserves the
further procedure and delegates to the President of the Chamber
the power to fix the same if need be.
Done in French,
and delivered at a public hearing in the Human Rights Building,
Strasbourg, on 24 June 2004.
Vincent Berger Ireneu Cabral Barreto
Registrar
President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following separate opinions are
annexed to this judgment:
(a) concurring
opinion of Mr Cabral Barreto;
(b) concurring
opinion of Mr Zupancic.
I.C.B.
V.B.
CONCURRING OPINION OF JUDGE CABRAL BARRETO
(Translation)
I am of the
opinion that there has been a violation of Article 8 of the
Convention, but am unable to follow the entire reasoning of the
majority.
1. My colleagues
state in their conclusions that “the decisive factor in
balancing the protection of private life against freedom of
expression should lie in the contribution that the published
photos and articles make to a debate of general interest” and
that “the public does not have a legitimate interest in knowing
where the applicant is and how she behaves generally in her
private life even if she appears in places that cannot always be
described as secluded and she is well known to the public”.
In the majority’s
view the publication of the photos and articles in question was
not such as to contribute to a debate of general interest
because the applicant was not performing official functions and
the published photos and accompanying commentaries related
exclusively to details of her private life.
In my view,
however, the applicant is a public figure and the public does
have a right to be informed about her life.
The solution
therefore needs to be found in the fair balance that has to be
struck between the applicant’s right to her private life and the
public’s right to be informed.
2. The applicant
is a public figure, even if she does not perform any function
within or on behalf of the State of Monaco or one of its
institutions.
Public figures
are persons holding public office and/or using public resources
and, more broadly speaking, all those who play a role in public
life, whether in politics, the economy, the arts, the social
sphere, sport or in any other domain – paragraph 7 of Resolution
1165 (1998) of the Parliamentary Assembly of the Council of
Europe on the right to privacy (see paragraph 42 of the
judgment).
It is well known
that the applicant has for years played a role in European
public life, even if she does not perform any official functions
in her own country.
To measure the
degree of public interest in her, it is sufficient to look at
the amount of media coverage devoted to her public or private
life.
Very recently the
press drew attention to the fact that, on her arrival at the
ceremony of the marriage of Crown Prince Felipe of Spain, the
applicant was one of the people from Europe’s and the world’s
high society to be the most widely greeted by the public.
The applicant is,
in my view, a public figure and information about her life
contributes to a debate of general interest.
The general
interest does not have to be limited to political debate.
As pointed out by
the Parliamentary Assembly “certain facts relating to the
private lives of public figures, particularly politicians, may
indeed be of interest to citizens”.
If that is true
of politicians it is also true for all other public figures in
whom the public takes an interest.
It is therefore
necessary to strike a balance between two fundamental rights:
the right of public figures to respect for their private life
and everyone’s right to freedom of expression, which embraces
the right of the public to be informed.
I agree with the
majority that the private life of a public figure does not stop
at their front door.
However, it has
to be acknowledged that, in view of their fame, a public
figure’s life outside their home, and particularly in public
places, is inevitably subject to certain constraints.
Fame and public
interest inevitably give rise to a difference in treatment of
the private life of an ordinary person and that of a public
figure.
As the Federal
Constitutional Court pointed out, “the public has a legitimate
interest in being allowed to judge whether the personal
behaviour of the individuals in question, who are often regarded
as idols or role models, convincingly tallies with their
behaviour on their official engagements”.
Admittedly,
determining the limit of a public figure’s private life is no
easy task.
Furthermore, a
strict criterion might lead to solutions that do not correspond
to the “nature of things”.
It is clear that
if the person is in an isolated spot everything that happens
there must be covered by the protection of private life.
It appears to me,
however, that the criterion of spatial isolation used by the
German courts is very restrictive.
In my view,
whenever a public figure has a “legitimate expectation” of being
safe from the media his or her right to private life prevails
over the right to freedom of expression or the right to be
informed.
It will never be
easy to define in concrete terms the situations that correspond
to this “legitimate expectation” and a case-by-case approach is
therefore justified.
This casuistic
approach may also give rise to differences of opinion.
The majority
attach importance, for example, to the fact that the photos at
the Monte Carlo Beach Club had been taken secretly.
I do not dispute
the need to take account of the fact that the photos were taken
from a distance, particularly if the person was somewhere they
could legitimately believe did not expose them to public view.
However, the
beach club swimming pool was an open place frequented by the
general public and, moreover, visible from the neighbouring
buildings.
Is it possible in
such a place to entertain a reasonable expectation of not being
exposed to public view or to the media?
I do not think
so.
I believe that
this same criterion is valid for photos showing the applicant in
other situations in her daily life in which she cannot expect
her private life to be protected.
I have in mind
the photos of her doing her shopping.
However, other
photos – for example those of the applicant on horseback or
playing tennis – were taken in places and circumstances that
would call for the opposite approach.
It is thus in the
knowledge of the limits to the exercise (I refer in this
connection to Judge Zupancic’s opinion) that I have found a
violation of Article 8 of the Convention.
CONCURRING OPINION OF JUDGE ZUPANCIC
I adhere to the
hesitations raised by my colleague, Judge Cabral Barreto. And
while I find the distinctions between the different levels of
permitted exposure, as defined by the German legal system, too
Begriffsjurisprudenz-like, I nevertheless believe that the
balancing test between the public’s right to know on the one
hand and the affected person’s right to privacy on the other
hand must be adequately performed. He who willingly steps upon
the public stage cannot claim to be a private person entitled to
anonymity. Royalty, actors, academics, politicians etc. perform
whatever they perform publicly. They may not seek publicity,
yet, by definition, their image is to some extent public
property.
Here I intend to
concentrate not so much on the public’s right to know – this
applies first and foremost to the issue of the freedom of the
press and the constitutional doctrine concerning it –, but
rather on the simple fact that it is impossible to separate by
an iron curtain private life from public performance. The
absolute incognito existence is the privilege of Robinson; the
rest of us all attract to a greater or smaller degree the
interest of other people.
Privacy, on the
other hand, is the right to be left alone. One has the right to
be left alone precisely to the degree to which one’s private
life does not intersect with other people’s private lives. In
their own way, legal concepts such as libel, defamation, slander
etc. testify to this right and to the limits on other people’s
meddling with it. The German private-law doctrine of
Persönlichkeitsrecht testifies to a broader concentric circle of
protected privacy. Moreover, I believe that the courts have to
some extent and under American influence made a fetish of the
freedom of the press.
The
Persönlichkeitsrecht doctrine imparts a higher level of
civilized interpersonal deportment.
It is time that
the pendulum swung back to a different kind of balance between
what is private and secluded and what is public and unshielded.
The question here
is how to ascertain and assess this balance. I agree with the
outcome of this case. However, I would suggest a different
determinative test: the one we have used in Halford v. United
Kingdom, judgment of 25/06/1997, Reports 1997-III, which speaks
of “reasonable expectation of privacy.”
The context of
criminal procedure and the use of evidence obtained in violation
of the reasonable expectation of privacy in Halford do not
prevent us from employing the same test in cases such as the one
before us.
The dilemma as to
whether the applicant here was or was not a public figure,
ceases to exist; the proposed criterion of reasonable
expectation of privacy permits a nuanced approach to every new
case. Perhaps is this what Judge Cabral Barreto has in mind when
he refers to the emerging case-law concerning the balancing
exercise between the public’s right to know and the private
person’s right to shield him- or herself.
Of course, one
must avoid a circuitous reasoning here.
The
“reasonableness” of the expectation of privacy could be reduced
to the aforementioned balancing test. But reasonableness is also
an allusion to informed common sense, which tells us that he who
lives in a glass house may not have the right to throw stones. |